Posts Tagged ‘Compliance’

CONTENT AND DOCUMENT MANAGEMENT IN FINANCIAL SERVICES – SHAREPOINT AND BEYOND

CONTENT AND DOCUMENT MANAGEMENT IN FINANCIAL SERVICES - SHAREPOINT AND BEYOND
CONTENT MANAGEMENT IN FINANCIAL SERVICES IS HEATING UP! Financial Services has been undergoing intense competition and regulatory scrutiny in recent months. This is resulting in a major escalation of content management in financial services. Those companies that don’t respond properly or remain complacent may pay the price later. Our research with customers, solution providers and financial institutions confirms the fact that those with ... Full story
Tags: Account management, AgilePoint, AIIM, Alcero, ARMA, Autonomy, AvePoint, Axceler, , Best Practices, BizTalk, Blue Rooster, BPM, Business Process Management, , Case management, Christian Schneider, cloud services, Collaboration, , content management, digital content, document management, Documentum, Duck Creek, , Ediscovery, EMC, , enterprise records management, enterprise search, ERM, FileNet, financial services, FIS, , Global 360, governance, GRC, Harland, hedge funds, HP, Hyland, IBM, ImageSoft, imaging, information access, , Jack Henry, K2, KnowledgeLake, Lending, metadata, Microsoft Office SharePoint Server, Misys, MOSS, Neverfail, Nintex, Nonlinear Creations, , Open Text, Oracle, Polaris, portal, Ralph Severini, records management, search, SharePoint, SharePoint 2010, SharePoint Designer, Silverlight, Steve Kass, , taxonomy, underwriting, Visio, WCM, web content management, Web Parts, workflow, xRM

Content and Document Management in Financial Services – SharePoint and Beyond (Author Bio)

About the Author Ralph Severini is a senior business development, alliances and professional services executive working for software and hardware companies, financial services providers, and within the industry itself as a non-IT business manager. He has worked for companies in ECM, search and business intelligence and has been in executive and professional roles at SunGard, Sun Microsystems and Open Text. In addition, Ralph served as ... Full story
Tags: , BPM, Business Process Management, , , content management, digital content, document management, , electronic content management, , enterprise records management, enterprise search, ERM, financial services, information access, , Microsoft Office SharePoint Server, MOSS, Ralph Severini, records management, search, SharePoint, workflow

Content and Document Management in Financial Services – SharePoint and Beyond (Abstract)

Executive Summary The following report has been prepared to highlight and illustrate areas where ECM and SharePoint provide a valuable software platform to the financial services and insurance industry. This report looks at some of the major suppliers and vendors in the ECM and financial services market overall, as well as some of the key issues affecting the adoption of SharePoint. Aside from Office, SharePoint ... Full story
Tags: , BPM, Business Process Management, , , content management, digital content, document management, , electronic content management, , enterprise records management, enterprise search, ERM, financial services, information access, , Microsoft Office SharePoint Server, MOSS, records management, search, SharePoint, workflow

Content and Document Management in Financial Services – SharePoint and Beyond (Table of Contents, Figures and Tables)

Content and Document Management in Financial Services – SharePoint and Beyond (Table of Contents, Figures and Tables)
  The following represent the Table of Contents, Figures and Tables that are included in the report:   Full story
Tags: Account management, AgilePoint, AIIM, Alcero, ARMA, Autonomy, AvePoint, Axceler, , Best Practices, BizTalk, Blue Rooster, BPM, Business Process Management, , Case management, cloud services, Collaboration, , content management, digital content, document management, Documentum, Duck Creek, , Ediscovery, EMC, , enterprise records management, enterprise search, ERM, FileNet, financial services, FIS, , Global 360, governance, GRC, Harland, hedge funds, HP, Hyland, IBM, ImageSoft, imaging, information access, , Jack Henry, K2, KnowledgeLake, Lending, metadata, Microsoft Office SharePoint Server, Misys, MOSS, Neverfail, Nintex, Nonlinear Creations, , Open Text, Oracle, Polaris, portal, records management, search, SharePoint, SharePoint 2010, SharePoint Designer, Silverlight, , taxonomy, underwriting, Visio, WCM, web content management, Web Parts, workflow, xRM

Microsoft Taps Jeff Jinnett for Compliance and Risk

Microsoft Taps Jeff Jinnett for Compliance and Risk
Microsoft has chosen Jeff Jinnett as the new industry market development manager for Governance, Risk Management & Compliance for its U.S. Financial Services Group.  In his new role Jinnett will serve as an industry subject matter expert for Microsoft for the financial services industry, with a focus on corporate governance, risk management and compliance.  Jinnett is a ... Full story

FinArch to Assist APAC Banks in IFRS Readiness

FinArch launches IFRS Academy and dedicated website on IFRS/IAS Singapore/Ghent. March 10 2009. FinArch, leading international vendor of financial management software, is pleased to announce that it is staging an international programme entitled ‘the IFRS Academy', in Asia, in order to assist banks and financial institutions in their compliance to IFRS/IAS standards. In addition, the company launches a dedicated website with comprehensive information on IFRS/IAS, ... Full story

Transforming Mandate into Opportunity

Transforming Mandate into Opportunity
Taking on the Compliance Challenge Compliance is the foundation of the financial institution so managing it well is essential to the health of the business. When a new regulation emerges, institutions need to be super efficient, able to turn on a dime while maintaining full control. That means clear project governance, application anostic compliance ... Full story
Tags: , Financial Architects nv, Gomez Markets, Julio Gomez, Prodiance Corporation, Sai Sireesh Pacha, StarCompliance Software

Microsoft and BearingPoint Team on Risk-Based Compliance

 Microsoft and BearingPoint Team on Risk-Based Compliance
Microsoft Corp. and BearingPoint, Inc. have joined forces to create the BearingPoint Enterprise Governance, Risk and Compliance (EGRC) solution. The risk-based compliance solution helps organizations identify areas of risk, assess and remediate control deficiencies, and strengthen compliance without compromising profitability. Built on Microsoft Office SharePoint Server 2007, this technology solution includes the necessary software ... Full story
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BNY Simplifies Basel II Compliance

BNY Simplifies Basel II Compliance
The Basel II Accord may reduce risks for banks, but the regulation is complicated and time consuming. In search of a global compliance solution, The Bank of New York partnered with Financial Architects (FinArch) based in Belgium. For nearly two decades, banks have had to set aside 8 percent of risk-weighted assets to offset credit risk to meet the requirements of the Basel Accord. The regulations ... Full story
Tags: Bank of New York Mellon, , , Financial Architects nv

Microsoft Leaders Forum – Compliance: The Right Way Drives Profitability

Microsoft Leaders Forum - Compliance: The Right Way Drives Profitability
Compliance is set to become a key differentiator among financial services institutions. Already some forward thinking FSIs are starting to taste the profits of an integrated compliance management strategy while others are struggling with the costs of more fragmented Band-Aid approaches that result in high levels of waste and duplication. This gap will ... Full story
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